UK/EU Investment Management Update (May 2021) | Insights

 UK/EU Investment Management Update (May 2021) | Insights

Contents:

  1. UK Investment Firm Prudential Regime (IFPR)
  2. UK MiFID II
  3. Brexit
  4. UK Financial Services Act 2021
  5. UK SPACs Listing Rules
  6. UK Market Conduct
  7. FCA Business Plan
  8. FCA Mini Bonds
  9. EU Sustainable Finance
  10. EU EMIR
  11. EU SFTR / UK SFTR
  12. LIBOR Transition

1. UK Investment Firm Prudential Regime (IFPR)

On 19 April 2021, the FCA published its second consultation paper (CP21/7) on the IFPR. This follows the FCA’s first consultation paper on the IFPR that was published in December 2020 (CP20/24).

Please see our Sidley Update UK Investment Firm Prudential Regime for the implications of CP21/7 for UK investment managers.

2. UK MiFID II

FCA consults on changes to conduct and organisational requirements under UK MiFID II

On 28 April 2021, the FCA published a consultation paper on proposed changes to conduct and organisational requirements under UK legislation implementing…

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