Regulation Round Up – May 2021 | Proskauer Rose LLP

 Regulation Round Up – May 2021 | Proskauer Rose LLP

Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.

28 May

The Financial Conduct Authority (“FCA”) published Handbook Notice 88, which sets out changes to the FCA Handbook made by the FCA Board on 27 May 2021.

The FCA published its latest issue of Market Watch, its newsletter on market conduct and transaction reporting issues.

The Prudential Regulation Authority (“PRA”) published a policy statement (PS10/21) on amendments to reporting and disclosure dates for resolution assessments.

The PRA published a policy statement (PS9/21) on revisions to its policy on operational continuity in resolution.

The European Securities and Markets Authority (“ESMA”) published an updated opinion on the collection of information for the effective monitoring of systemic risk under Article 24(5) of the Alternative Investment Fund Managers Directive…

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